by Staff Reporter | Apr 22, 2019 | News
An ASIC delegate found Rodney Peters of Mudgeeraba represented to clients that he had authority to engage in discretionary trading when this was not the case. Mr Peters was previously a director of Australian Share Registry (ASR), and both he and ASR were authorised...
by Staff Reporter | Apr 16, 2019 | News
ASIC’s surveillance looked at advice Mr Forster provided to clients while he was an authorised representative of Australian Financial Services Licensees (AFSL) Breakaway Finance Group and ANZ-owned Millennium3. The surveillance found that Mr Forster had failed...
by Contributed by Matthew Warren | Apr 11, 2019 | Blog
Businesses are increasingly dependent on IT, how has their vulnerability to cyber attacks increased? As organisations use more IT systems, they become more dependent, this means that their dependency becomes a vulnerability. The reason for this is organisations have...
by Staff Reporter | Apr 11, 2019 | News
From 1 January 2019 to 31 March 2019, ASIC appointed liquidators to five abandoned companies owing at least 39 employees more than $410,000 in employee entitlements. The companies are NISS Technologies, Jovawill, Rushci, Steel Project Services and Surat Basin Group....
by Staff Reporter | Apr 9, 2019 | News
Treasurer Josh Frydenberg announced on Monday that Ms Payne would take over from former IGT Ali Noroozi, who left the role on 6 November 2018 after 10 years at the helm. Ms Payne is the inaugural CEO of the Board of Taxation and a board member. Previously, she was a...
