by Shared by ifa | Jan 24, 2019 | News
Tai Thanh Nguyen received the ban after an investigation found he had dishonestly backdated advice documents to clients, incorrectly witnessed binding nominations of beneficiary forms, created or modified client files produced to ASIC and attempted to induce a client...
by Shared by ifa | Jan 22, 2019 | News
CFS Private Wealth and Combined Financial Solutions, a corporate authorised representative of CFS Private Wealth have been wound up by the Federal Court of Australia. Read more at the ifa.
by Shared by ifa | Jan 14, 2019 | News
QMV principal consultant Wendy Colaço said this is due to the combined effect of Hayne royal commission recommendations, member outcomes assessments, consumer data right, and financial product design and distribution obligations.Read more at the ifa.
by Shared by ifa | Jan 14, 2019 | News
Roy Morgan has released its customer satisfaction in consumer banking November report, which showed that satisfaction in banks improved by a minor 0.1 of a percentage point from October.Read more at the ifa.
by Shared by ifa | Jan 10, 2019 | News
In a consultation paper, ASIC proposed updating Regulatory Guide 97 Disclosing fees and costs in PDSs and periodic statements, as well as draft amendments to Schedule 10 of the Corporations Regulations. Read more at the ifa.
